LSHTM researchers highlighted significant gaps in HIV testing and coverage of antiretroviral therapy (ART), and poorer outcomes, for older children and the adolescent age group. They identified barriers to HIV testing, such as the fact that children needed to have consent from their guardians. The research directly influenced both the World Health Organization and national governments in Africa to include adolescents in their HIV-related policies – marking a shift change from the previous focus on testing and care for infants and younger children only. As a result, HIV testing and care strategies were tailored to address the clinical and psychosocial circumstances of adolescents who had been infected with HIV from birth.
Underpinning research
A key role of HIV/AIDS research is to identify at-risk population groups and demographics, and LSHTM teams transformed understanding of how adolescents were affected and could be helped. Between 2007 and 2010, research from LSHTM found that children born with HIV lived without any treatment for much longer than anticipated. Nearly a third of untreated children with perinatally-acquired HIV had a median survival of at least 16 years. Studies led by LSHTM showed that substantial numbers of children born when HIV prevalence among pregnant women peaked in the late 1990s were seeking medical help as adolescents (age 10 to 18), and that HIV was the leading cause of death in adolescents in sub–Saharan Africa. Before this, the understanding was that survival beyond 5 years of age with untreated HIV was exceptional. Due to the lack of recognition of the problem, HIV programmes had focused little attention on testing and treatment of older children and adolescents.
The multidisciplinary ZENITH Project from 2012 to 2016 evaluated innovative HIV testing models to tackle the problem of undiagnosed HIV in adolescents. Professor Rashida Ferrand and colleagues at LSHTM including Professor Richard Hayes and Professor Helen Weiss led the project, which also involved colleagues at the University of Zimbabwe and the Biomedical Research and Training Institute, and the Harare City Health Department.
ZENITH evaluated strategies including:
1) opt-out HIV testing in primary care clinics for older children and adolescents, where tests were carried out routinely during appointments and patients had to actively decline if they did not want the test. This increased the provision and uptake of HIV testing by children aged 6 to 16 years by 20% and 30% respectively and increased HIV diagnoses by 55%.
2) a screening tool to identify adolescents at risk of HIV, for targeted testing. This was found to be a potentially more cost-efficient approach than universal HIV testing as it halved the numbers needed to screen to identify one HIV-positive child, thereby reducing time required for counselling and conducting HIV tests and the cost of test kits.
3) economic incentives to caregivers to have their children tested. These were found to increase uptake of HIV testing three-fold.
The research also demonstrated that clinic-based HIV testing was unlikely to be sufficient and community-based strategies were required to reduce the prevalence of undiagnosed HIV. As a result, ZENITH included a trial of an intervention delivered by lay workers to support caregivers to improve adherence to HIV treatment in children and adolescents. This was the , with a 33% reduction in odds of HIV virological failure. The few previous studies to address adherence among older children and adolescents in Africa had measured self-reported adherence only, an unreliable measure.
Research showed that a high proportion of children growing up with HIV suffered from multisystem chronic comorbidities, despite taking ART. Clinical studies in Zimbabwe and Malawi defined a previously unrecognised form of chronic lung disease which affected the small airways (constrictive obliterative bronchiolitis). This affected more than 15% of children with HIV, including those taking ART, and caused severe morbidity. A prospective cohort study (INHALE) conducted by her group from 2014 to 2016 also showed a high prevalence and incidence of sub-clinical cardiac disease in children with HIV taking ART. Most HIV programmes focus exclusively on ART delivery. This research further highlighted the need to focus on HIV-associated morbidities as part of HIV care.
Details of the impact
Before LSHTM research, HIV programmes tended to leave adolescents out of the picture for testing and treatment because there was little awareness that children infected by their mothers could survive untreated for so long. The studies by LSHTM stimulated a change of focus to include increased testing and coverage of ART in these age groups. Researchers from LSHTM brought international attention to this issue by actively engaging with national and global policy makers to influence policy. As a result, their findings on effective HIV testing and care strategies for adolescents have been widely implemented.
Changing guidelines for HIV testing and care
Ferrand was part of the group informing the guidelines for HIV testing and care of adolescents developed by the World Health Organization (WHO) in 2013 and 2014. The WHO then convened a technical consultation to inform the updating of HIV treatment guidelines for adolescents. This involved commissioning two systematic reviews (conducted by LSHTM and colleagues) to review evidence on service delivery and clinical outcomes for adolescents, for inclusion in the 2015 Consolidated ARV Guidelines revisions. These revised guidelines included new recommendations on ART in adolescents.
Findings by LSHTM colleagues that lack of guardian consent was a key barrier to HIV testing in older children and adolescents led to the Zimbabwe national HIV testing guidelines changing in 2014 to enable healthcare workers to give consent for children to be tested when parental/guardian consent was not available. They also strengthened recommendations for universal testing of children and adolescents.
Ferrand was a member of two WHO global consultations on addressing illness associated with HIV in 2014 and 2019, and presented reviews of evidence on HIV-related comorbidities in children and adolescents. The results of the 2019 review were used to revise the 2020 WHO HIV treatment guidelines including recommending disaggregated indicators for adolescent HIV care and treatment.
Using evidence from the clinical studies, The Center for Disease Control and Prevention (CDC) USA launched an Epidemiologic Assistance (Epi-Aid) investigation in Malawi and Zimbabwe in 2013 in collaboration with LSHTM researchers. An Epi-Aid is a rapid and short-term investigation of an urgent public health problem by the US CDC. The focus of an Epi-Aid investigation is to assist partners in making rapid, practical decisions for actions to prevent and control the public health problem. It reinforced the findings of high prevalence of chronic respiratory morbidity among children with HIV taking ART, feeding into the WHO recommendation on the need to focus on HIV-related comorbidities, specifically lung disease.
New tools for HIV risk screening
The HIV screening tool algorithm which came out of the ZENITH study used a set of questions to identify adolescents at risk of being HIV positive. It was adapted and implemented widely in a number of PEPFAR (The President’s Emergency Plan for AIDS Relief) supported countries for at-risk groups of adults, children (age 0 to 10) and adolescents (age 10 to 19). Ferrand chaired a symposium at the 2018 International AIDS Society meeting which showcased how the HIV screening tool could be used in primary care settings, as well as other strategies to encourage increased HIV testing (such as the economic incentives developed by the LSHTM team). The HIV screening tool was recognised as a best practice tool as part of the UNICEF ‘Field Lessons’ initiative to strengthen health services and outcomes among adolescents living with HIV.
According to a WHO scoping review, as of 2018, tools and questionnaires were implemented in Zimbabwe, Zambia, Malawi, Uganda and Nigeria to screen adolescents for HIV, and regularly demonstrated high performance. In Zimbabwe, the algorithm was adapted and implemented among orphans and vulnerable children. In particular, Ferrand provided technical expertise to the Zimbabwe Ministry of Health/ CDC and the Elizabeth Glaser Pediatric AIDS Foundation (EGPAF) to adapt the screening tool for use in primary care services.
Raising awareness and creative influence
To help address stigma and other issues faced by adolescents with HIV, Ferrand developed a film, ‘, and open access educational materials which facilitated discussions in communities and schools. The film, which premiered at the International AIDS Conference in Durban in 2016, was adapted in partnership with the Ministry of Education and shown in schools in Zimbabwe. A ‘Let Youth Lead’ roundtable was held at LSHTM in 2017, convened by Sentebale (a charity focused on providing psychosocial support to children and adolescents with HIV) and chaired by Prince Harry, the Duke of Sussex (Sentebale’s co-founding patron). This led to a policy brief in 2017 to support organisations working with adolescents with HIV in Africa to implement evidence-based programmes. The brief provided a snapshot of promising interventions in sub-Saharan Africa to improve outcomes among such groups.